Showing posts with label Artificial Intelligence. Show all posts
Showing posts with label Artificial Intelligence. Show all posts

Friday, April 24, 2026

AI Hallucinations Appear in a Third Circuit Matter


In the case of McCarthy v. US Drug Enforcement Admin., No. 24-2704 (3d Cir. March 27, 2026 Phipps, J., Chung, J., and Roth, J.) (Op. by Chung, J.), in a matter of first impression, a divided US Court of Appeals for the Third Circuit issued a decision in which it reprimanded a Pennsylvania attorney whose work featured fabricated case law and various inaccuracies through artificial intelligence tools.

The court reprimanded the attorney involved for filing a brief that contained AI hallucinations. More specifically, the attorney filed a brief that included summaries of eight Drug Enforcement Administration adjudications that were generated by AI and supplied to him by a non-attorney. According to the Opinion, the attorney failed to verify the cases and the summaries, seven of which were filed with factual and legal errors, and one of which involved a case that did not even exist.

The court emphasized that the attorney involved not only failed to verify the erroneous citations generated by AI, but also failed to alert the court in this regard for months, even after the opposing attorney involved in the case identified the potential errors.

In a 2 to 1 ruling, the majority concluded that sanctions were warranted. The court found that the attorney violated Pennsylvania Rule of Professional Conduct 1.1 and Third Circuit Disciplinary Rule 2.1(d) by failing to provide competent representation.

The Third Circuit panel noted that, because it was this court’s “first opportunity to address the use of AI."  The Third Circuit panel noted that since it had not notified the attorney in question that the court would consider whether his conduct violated Pa. R.P.C. 1.1, the court was electing not to issue monetary sanctions.

However, the majority noted that, going forward, attorneys could face any of the sanctions available under the Circuit Court Disciplinary Rules 4.1-4.2, including suspension and even disbarment.

Judge Roth concurred in part and dissented in part, opining that the attorney in question also violated Pa. R.P.C. 3.3(a)(1), by making a false statement of fact or law to a tribunal on at least two occasions. Judge Roth felt that more severe sanctions were warranted.

Judge Roth went on to note that the Majority did not need to warn attorneys to use artificial intelligence responsibly. She stated that “[n]o forewarning is necessary when it is clear what standard the attorney was required to follow.” 

Judge Roth felt that the court could instead take notice of the numerous court decisions from across the country that have already addressed an attorney’s obligation to take ownership over their work product.

Anyone wishing to review a copy of this decision may click this LINK.


Source: Article – “ ‘No Forewarning Necessary’: Divided 3rd Circuit Weighs Discipline For Attorney’s Use of AI Hallucinations,” By Riley Brennan of The Legal Intelligencer (March 30, 2026).

Source of image:  Photo by Igor Omilaev from www.unsplash.com.

Friday, March 20, 2026

Interesting Legal Issue: ChatGPT Sued in Federal Court in Illinois Under Allegation of Practicing Law Without a License


According to an article written by Laura Lorek which was published in a March 9, 2026 online edition of The Legal Intelligencer, an interesting lawsuit was filed in the US District Court of the Northern District of Illinois recently, naming OpenAI Foundation and OpenAI Group PBC as Defendants. The lawsuit accuses ChatGPT, a chatbot developed by OpenAI, of practicing law without a license.

Nippon Life Insurance Company of America filed suit against the Defendants noted after a former pro se litigant used ChatGPT to contest a previously settled and dismissed lawsuit, which the pro se Plaintiff later acknowledged was a final and enforceable settlement.

The Complaint that was filed in the lawsuit alleges that ChatGPT provided unauthorized legal assistance to the former pro se litigant who had settled claims against the insurance company. The Complaint alleges that the unauthorized legal assistance provided by ChatGPT resulted in forty-four (44) frivolous Motions being filed and allegedly caused the Plaintiff $300,000 in legal expenses.

The insurance company was seeking in its lawsuit $300,000 in compensatory damages, court costs, attorneys’ fees, a permanent injunction barring OpenAI from providing legal assistance in Illinois, and $10 million dollars in punitive damages.

As noted in the article written by Laura Loreck for The Legal Intelligencer, the case raises unresolved legal questions, including whether AI tools can be held liable as third-party offenders, whether providing legal assistance constitutes “the practice of law” under state statutes, and the extent to which AI companies are responsible for foreseeable misuse of their products.


Source: Article – “Practicing Law Without a License: ChatGPT Sued For Legal Fees,” By Laura Lorek of The Legal Intelligencer (March 9, 2026).


Source of image:  Photo by Matheus Bertelli on www. pexels.com.

Tuesday, March 3, 2026

Litigant Chided For Including AI Hallucinations in Appellate Filings


In the case of Saber v. Navy Federal Credit Union, No. 2449 EDA 2024 (Pa. Super. Jan. 14, 2026 Panella, P.J.E., Dubow, J., and Nichols, J.) (Op. by Nichols, J.), the Pennsylvania Superior Court again addressed an appeal in which a litigant (possibly pro se) utilized AI to draft the appellate submissions which submissions included citations to non-existent case law.

The case involved a dispute over a car loan.

In footnote 4 of its decision, the Pennsylvania Superior Court noted that the litigant provided “non-sensical citations to and characterization of" certain cases. The litigant’s Brief also contained citations to several other cases that did not exist. The court noted that these issues suggested that the litigant utilized generative artificial intelligence to draft his Brief.

The court noted that the party’s reliance upon these hallucinations led to a waiver of his claims on appeal. The Superior Court emphasized the importance of citing pertinent authority and pointed out the potential issues with using generative AI for legal filings without verifying the information secured.

Anyone wishing to review a copy of this decision may click this LINK.


Source: The Legal Intelligencer State Appellate Case Alert, www.Law.com (Feb. 3, 2026).


Source of image:  Photo by Ali Numan on www.unsplash.com.

Friday, February 6, 2026

More Attorneys In Trouble for AI Hallucinations in Citations in Brief


In the case of Lifetime Well LLC v. Ibspot.com, Inc., No. 2:25-CV-05135-MAK (E.D. Pa. Jan. 26, 2026 Kearney, J.), a federal court judge sanctioned two (2) Pennsylvania and New York based attorneys after the court identified numerous artificial intelligence hallucinations in briefs. The court issued both non-monetary and monetary sanctions.

In its Opinion, the court noted that the two (2) attorneys failed to thoroughly review a Brief that they both signed and filed. According to the Opinion, a law clerk in the law office had allegedly drafted the Brief utilizing AI. The court found that the conduct of the attorneys was in violation of Federal Rule 11.

The court felt that sanctions were necessary in order to deter other attorneys from repeating such conduct.

Given that both attorneys had taken steps to remedy their mistakes, the court declined to refer the attorneys to the disciplinary board.

Anyone wishing to review a copy of this decision may click this LINK.

Source: Fed. Judge Sanctions Two Attorneys Over AI Hallucinations, Declines Disciplinary Referral By Riley Brennan of The Legal Intelligencer (Jan. 26, 2026).

Source of image:  Photo by Numan Ali on www.unsplash.com.

Tuesday, January 27, 2026

ARTICLE: Preserving Confidentiality When Using AI Platforms

 The below article of written by myself and my son, Michael appeared in the January 22, 2026 edition of the Pennsylvania Law Weekly and is republished here with permission.


Michael is a Computer Science major focusing on Artificial Intelligence studies at Ursinus College outside of Philadelphia, PA. He provided the insight on the computer science aspects of the article and I focused on the legal points included in the article.




Expert Opinion/Legal Ethics and Attorney Discipline



Preserving Confidentiality When Using AI Platforms

By

Daniel E. Cummins & Michael J. Cummins


As the use of artificial intelligence (AI) rises in the practice of law, so does the concern for preserving confidentiality. Whether it be preserving one’s own client’s confidentiality as required by the Pennsylvania Rules of Professional Responsibility, or preserving the confidentiality of records related to an opposing party under the requirements of HIPAA, counsel must be careful.

This is particularly so with the rising trend of automation through the use of AI platforms for completing tasks such as streamlining review and summarization of documents, including medical records, in the practice of law. In this day in age, lawyers can upload documents to an AI platform and have the platform review the records and create a summary of the same. In fact, some insurance carriers are beginning to mandate that their defense counsel do so. This practice raises ethical and confidentiality concerns.


The Requirement of Confidentiality


Under Pennsylvania Rule of Professional Conduct 1.6, attorneys are required to protect the confidentiality of certain information that they are handling. Under Rule 1.6, titled “Confidentiality of Information,” it is provided, in pertinent part, that “a lawyer shall not reveal information relating to the representation of a client unless the client gives informed consent, except for disclosures that are impliedly authorized in order to carry out the representation … .”

The commentary to the rule notes that the rule of confidentiality “contributes to the trust that is the hallmark of the client-lawyer relationship.” With confidentiality, a client is encouraged to communicate fully and frankly with the lawyer on the subject matter of the representation. The rule also emphasizes that the lawyer may not disclose confidential information provided to the lawyer by the client except as authorized or required by the Rules of Professional Conduct or some other pertinent law.

As such, utilizing an AI platform that results in the inadvertent disclosure of a client’s private information could land an attorney in hot water with an unforgiving Disciplinary Board.


HIPAA Violations and Enforcement


In addition to attorneys needing to protect the private information of their own clients, lawyers also have to be careful with the confidential information of opposing parties, such as medical records of an opposing party.

HIPAA requires both physical and digital safeguards for patient data. In addition to mandating that medical files should not be left unattended in public areas, the law also requires that private health information must be stored digitally in a secured fashion that prevents unauthorized viewing.

The requirement of keeping an opposing party’s medical records private is mandated by HIPAA. Under the relevant law, failure to comply with HIPAA can result in civil and criminal penalties.

If a HIPAA complaint describes an action that could be a violation of the criminal provisions of HIPAA, the office for civil rights under the U.S. Department of Health and Human Services may refer the complaint to the Department of Justice for an investigation.

Criminal charges typically only arise where an individual “knowingly” obtains and/or discloses individually identifiable confidential health information. The question of whether such criminal penalties could be extended to lawyers handling medical records in a civil litigation matter is subject to dispute. The HIPAA law appears to limit criminal penalties to certain entities within the health care field. Yet, HIPAA also covers third parties that handle private health information on behalf of covered entities, including law firms assisting with medical-related legal matters.

In terms of any noncompliance that may result in the imposition of civil money penalties, the Secretary of the Health and Human Services Department has the discretion in determining the amount of the penalty based upon the nature and extent of the violation and the nature and the extent of the harm resulting from the violation. Civil penalties can range from $100 to $50,000 per violation, with additional penalties for repeat violations.

Based upon the stiff HIPAA penalties that can result from violating client confidentiality or the privacy of third parties, attorneys must be very careful in the use of artificial intelligence when using such platforms to review and summarize medical records and other private information that may arise in a civil litigation matter.


Local AI versus Third-Party AI


When utilizing an AI chatbot, such as Chat-GPT or Google’s Gemini, it may appear that it is entirely personalized and private to yourself. In reality, when utilizing any form of cloud based large-language models (LLM), there is a high risk that the company that provides the model will save, maintain, and even train future models based upon the data the user inputs.

In other words, if you provide a document for Chat-GPT to summarize or prompt a question, you are giving permission for OpenAI, the company that developed and owns Chat-GPT, to save and use that document or question for future training purposes. In addition to utilizing the information or documentation to train the model, this also leaves your documents vulnerable in the case of a data breach of the model provider.

However, this does not mean that this technology is completely useless. If you want to utilize an AI tool without the potential data security risks, you can locally host one within your organization.


How to Create Your Own Safe AI Platform


Using a designated device or server, you can download a model (there are free or pay-to-use options), design an interface for your organization, and run the model locally.

Once the model is running within your network, it will not even require an internet connection, meaning that all data and documents provided to the model will remain safely within your control within your office.

In order to take advantage of such a strategy, a law firm would likely need to hire an AI consultant company or professional to set up, design, and secure the system within one’s own office. There are also options to enter enterprise agreements with companies like OpenAI to establish a business relationship which does not allow them to retain the user input and data for training purposes.


Conclusion


While the use of AI platforms to automate certain tasks in a law office, such as the review and summarization of medical records, provides certain challenges, those challenges are not insurmountable.

Certain vendors who subpoena medical records for law firms have begun to provide AI generated summaries of medical records. Steps should be taken by law firms to ensure that these vendors are utilizing closed AI platforms that protect the confidentiality of the documents.

For those law firms that wish to begin to utilize AI platforms in-house, IT professionals can be retained to assist those firms in creating AI programs that prevent the information being handled from being disclosed outside of the office.


Daniel E. Cummins is the managing attorney at Cummins Law where he focuses his practice on motor vehicle and trucking liability cases, products liability matters, and premises liability cases. He also serves as a mediator for the Federal Middle District Court and for Cummins Mediation. He is additionally the sole creator and writer of the Tort Talk Blog at www.TortTalk.com. 

Michael Cummins, Daniel's son, is a computer science and philosophy major at Ursinus College with a focus on researching artificial intelligence.




Reprinted with permission from the January 22, 2026 edition of the "The Pennsylvania Law Weekly © 2026 ALM Global Properties, LLC. All rights reserved. Further duplication without permission is prohibited, contact 877-256-2472 or asset-and-logo-licensing@alm.com.

Thursday, January 8, 2026

Another Appellate Brief Containing AI Hallucinations Found in Pennsylvania


In the case of Assoc. Builders and Contractors, Inc. v. Bucks County Community College, No. 1172 C.D. 2025 (Pa. Cmwlth. Nov. 24, 2025 Cohn Jubelirer, P.J.) (Opinion not reported), the Pennsylvania Commonwealth Court refused to allow an attorney to file an Amended Appellate Brief after it was determined that the original Brief filed by that attorney was created using generative artificial intelligence (AI) and was riddled with numerous factual and legal errors.

This matter arose out of an emergency application for a stay in the nature of a preliminary injunction pending appeal. There was an expedited consideration of the appeal by the court. There was also a condensed briefing scheduled issued.

The attorney for the appellee filed an initial Brief. The appellant filed a Reply Brief in which it contended that AI may have been used by the appellee to prepare the initial Brief given that the appellee’s Brief was apparently filled with fake citations, quotes to cases that do not exist and to information in the record that did not exist, and material misrepresentations with respect the record, all of which were described as AI-created hallucinations.

A week later and just two (2) days before the appeal was scheduled to be argued before the court, another attorney for the appellee filed a Motion for Leave to File an Amended Brief. The proposed Amended Brief was noted to be significantly different from the initial Brief of the appellee in both form and substance.

The appellant filed an opposition to the request for permission by the appellee to file an Amended Brief.

The Commonwealth Court confirmed that the appellee’s initial Brief was replete with both factual and legal errors. The court held that granting leave of court for the appellee to file an Amended Brief was “not an option.” The court noted that it would be prejudicial to the appellant to allow the appellee to file what is essentially an entirely new appellate Brief just two (2) days before the argument was scheduled before the en banc appellate court.

The Commonwealth Court also agreed with the argument by the appellant that granting leave under these circumstances would set a poor precedent. As such, the Commonwealth Court denied the application and struck the “AI-ridden” initial Brief. The Commonwealth Court noted that “cannot condone the filing of any legal document that admittedly contained numerous factual legal errors.”

In so ruling, the court noted that the creation of a legal document by way of generative artificial intelligence, in and of itself, is not problematic. However, the court noted that what is problematic is when the document is filed with numerous factual and legal errors and obviously not reviewed and corrected prior to the filing of the document.

In its Opinion, the court referenced a Pennsylvania Federal Court decision addressing similar issues regarding AI hallucinations being found in an filed brief. The court also reviewed the Joint Formal Opinion 2024-200 issued by the Pennsylvania Bar Association Committee on Legal Ethics and Professional Responsibility and the Philadelphia Bar Association Professional Guidance Committee which provided guidance on the use of AI for the creation of legal documents.

In its Opinion, the Commonwealth Court noted that it did not “determine or pass judgment on whether any ethical rules were violated” in this case. See Op. at 8. However, with its decision, the court wished “to bring attention to the gravity of the implications of the use of generative AI by attorneys.” See Op. at 8.

In the end, the court denied the application by the appellee to file an Amended Brief.

Anyone wishing to review a copy of this decision may click this LINK.

Tuesday, December 30, 2025

THE 2025 TORT TALK TOP TEN


THE 2025 TORT TALK TOP 10



10. “Farcical” Fad of Allegations of Recklessness Continues

Despite the well-settled law since the Pennsylvania Rules of Civil Procedure first went into effect 78 years ago on January 1, 1947 establishing that Pennsylvania is a fact-pleading state when it comes to pleadings, the trial courts of Pennsylvania have continued to allow plaintiffs to plead recklessness in every case regardless of the facts. Click this LINK to see the many recent Tort Talk blog posts on this topic.

These trial court rulings allowing such pleading are based on a reading of Pa.R.C.P. 1019(b) as found in the errant Pennsylvania Superior Court decision in the case of Monroe v. CB H20 LP, 286 A.3d 785 (Pa. Super. 2022) (en banc). Judge Victor P. Stabile noted in his Dissenting Opinion in that case that the Majority’s decision was based on “farcical” reasoning. Monroe, 286 A.3d at 830 (Dissenting Opinion).This ‘farcical’ fad of allowing plaintiffs to plead recklessness with reckless abandon regardless of the facts of the case continued in 2025 in the Pennsylvania state courts.

While the state trial court judges from all around the Commonwealth continued to routinely allow claims of recklessness in every case, at least one federal district court judge over the past year ruled to the contrary. In McKinney v. GM, LLC, No. 1:24-CV-00140-SPB (W.D. Pa. Aug. 28, 2025), Judge Susan Paradise Baxter of the Western District Federal Court granted a partial Motion to Dismiss claims of punitive damages after finding that the Plaintiff failed to plead sufficient facts to support a punitive damages claim. The court noted well established rule of law in Pennsylvania that allegations of recklessness that could support a punitive damages claim must involve more than claims of ordinary negligence.

The Tort Talk blog post on the McKinney case can be viewed HERE.


9. Nearly 200 Year Old Gist of the Action Doctrine Ruled Invalid

The gist of the action doctrine generally holds that an injured party can not plead both a negligence cause of action and a breach of contract cause of action in the same lawsuit. The purpose of the doctrine was to maintain the difference between the two theories of liability in civil litigation matters.

In the case of Swatt v. Nottingham Village, 324 A.3d 23 (Pa. Super. July 2, 2025) (en banc) (Op. by Kunselman, J.), an en banc panel of the Pennsylvania Superior Court boldly ruled that the gist of the action doctrine, which has been essentially recognized in English and American jurisprudence for over 200 years, was no longer valid.

The Tort Talk blog post on the Swatt case can be viewed at this LINK.

The court essentially ruled in Swatt that the law has always recognized an injured parties right to choose and pursue either theory of liability, that is, a negligence theory of liability or a breach of contract theory, and that, under the Pennsylvania Rules of Civil Procedure, injured parties are permitted to plead their theories of liability in the alternative under a single personal injury Complaint.

The Superior Court’s decision in Swatt, which was handed down in July of this year, was followed by another Superior Court panel in a December 11, 2025 decision in the case of Poteat v. Asteak, ___ A.3d ___, 729 EDA 2023 (Pa. Super. 2025). The Tort Talk post on this case can be reviewed HERE.

Keep an eye out in 2026 for an upcoming article on this topic written by myself and my son, Daniel E. Cummins, Jr., a second year student at Virginia Law School, to be published this upcoming spring in the Pennsylvania Bar Association Quarterly.


8. Test to Show Good Cause for IME

In Verba v. Erie Insurance Exchange, 326 A.3d 973 (Pa. Super. 2024 ), the Pennsylvania Superior Court held that the requirement of good cause set forth in Rule 4010 regarding requests for medical examinations (IMEs) in civil litigation matters is designed to protect parties against an unwarranted invasion of their privacy and to preclude the use of such a medical examination for improper purposes.

The court in Verba ruled that good cause can exist to support a request for an IME in a pending litigation if there is a controversy, or a dispute between the parties, regarding the validity of the plaintiff’s injury claims.

The Tort Talk post on the Verba can be viewed HERE.


7. New Jury Selection Rule Goes Into Effect

On April 1, 2025, the new Pa.R.C.P 220.3 went into effect requiring trial court judges to be present in the courtroom for jury selections in civil cases unless the litigants opt out of the requirement.


6. Archaic Local Rules Overruled

In the case of Scheibe v. Woodloch Resort, No. 1478 EDA 2024 (Pa. Super. May 20, 2025), Superior Court issued a decision that invalidated the archaic local rule of the Pike County Court of Common Pleas that required original signatures on all filings with the Court. As such, going forward electronic signatures may be utilized on documents being filed in Pike County.

The Tort Talk blog post on the Scheibe case can be viewed at this LINK.

Over this past year, the Superior Court struck down another archaic local rule in its decision in the case of Biros v. U Lock, Inc., No. 113 WDA 2024 (Pa. Super. Aug. 1, 2025). In Biros, the appellate court found that Westmoreland County’s archaic requirement that notices of appeal could only be filed in person or by mail was such a local rule. Accordingly, the appellate court ruled that the appellant’s initial filing was properly and timely filed and was sufficient to initiate the appeal.

The Tort Talk blog post on the Biros case can be viewed HERE.


5. Arbitration Clauses and Children

In the case of Shultz v. Skyzone, No. 25 EAP 2023 (Pa. Sept. 25, 2025) (Op. by Donohue, J.), a case that involved the claims brought on behalf of several minors who were injured at trampoline parks operated by Skyzone, the Pennsylvania Supreme Court held that a parent who signs an Arbitration Agreement cannot bind a non-signing spouse or a minor child to the terms of that agreement.

The Supreme Court held that parents lacked the authority to bind a minor to an agreement to arbitrate, as this would deprive the minor of judicial protections and oversight designed to safeguard their interests. As noted, the Pennsylvania Supreme Court also held that a parent who signs an Arbitration Agreement cannot bind a non-signing parent, or minor child, to its terms.

The Tort Talk blog post on this Pennsylvania Supreme Court case can be viewed HERE.

The Pennsylvania Supreme Court handed down the same decision on the same date in the consolidated case of Santiago v. Philly Trampoline Park, No. 24 EAP 2023 (Pa. Sept. 25, 2025) (Op. by Donohue, J.).


4. Statutory Employer Doctrine Upheld

In the case of Yoder v. McCarty Construction, 43 MAP (Pa. Oct. 23, 2025), the Pennsylvania Supreme Court reaffirmed the validity of the statutory employer doctrine under the Worker’s Compensation Act and rejected arguments from the plaintiff seeking to abolish this doctrine.

The Supreme Court reaffirmed the law behind the statutory employer doctrine that has been in effect in Pennsylvania since 1930 as enunciated in the case of McDonald v. Levinson Steel Co., 153 A. 424, 426 (Pa. 1930).

That long-standing law provides that, under Section 203 of the Workers’ Compensation Act (Act), 77 P.S. § 462, a general contractor that hires a subcontractor to perform work on a jobsite is deemed to be an “employer” of employees of the subcontractor in certain circumstances. In those instances where the subcontractor does not make payment, the general contractor will be considered liable for the worker’s compensation payments.

In exchange for this imposition of secondary liability on the general contractor, the Act’s statutory employer provision in Section 203 of the Act, 77 P.S. § 52, extends to a general contractor the same tort immunity afforded to the subcontractor of the injured worker in any third party lawsuit arising out of the same accident.

In this Yoder case, the Pennsylvania Supreme Court rejected arguments by the Plaintiff that the statutory employer doctrine should be rejected and/or that the immunity afforded to employers under the doctrine should be deemed to be waivable in certain circumstances.

The Tort Talk blog post on the Yoder case can be viewed HERE.


3. New Cell Phone Law

While texting while driving has been banned in Pennsylvania since 2012, in June of this year, a new law went into effect on June 5, 2025 that banned any and all cell phone use while driving on the roads of Pennsylvania. Under certain exceptions noted in the law, a driver may use a cell phone for emergency purposes. A driver may also use a mobile device if they pull off to the side of the road and stop where a vehicle may safely remain in a stopped position.

The law, known as “Paul Miller’s Law,” went into effect on June 5, 2025 and made it illegal to use a cell phone in your hands in any way while driving. The law even prohibits these activities even when one is stopped at a red light or in a traffic jam.

Under the language of the law, it appears that an overhead bluetooth system can be used to make calls as long as one uses the buttons on the steering wheel and the dash and not by way of the cell phone in your hand while driving.

For the next year through June of 2026, the penalty for a violation will be a written warning. Starting June 5, 2026, the penalty will be a summary offense with a $50 fine, plus court costs and other fees. Moreover, if a driver is convicted of both vehicular homicide and driving while distracted, they may be sentenced up to an additional five years in prison.


2. Doctrine of Forum Non Conveniens Clarified

Over the past year, the Pennsylvania Supreme Court provided clarity on the test to be applied in reviewing a Petition to Transfer Venue under the doctrine of forum non conveniens in the case of Tranter v. Z & D Tour, Inc., No. 32 EAP 2024 (Pa. Sept. 25, 2025) (Op. by Wecht, J.).

The Supreme Court of Pennsylvania that the Superior Court’s imposition of a “key witness” requirement in the analysis was inconsistent with Pennsylvania precedent on the issue of the type of evidence required to secure a transfer of a matter under the doctrine of forum non conveniens.

The Supreme Court otherwise clarified that a party seeking a transfer of a matter under the doctrine of forum non conveniens must identify the burdened witnesses and provide a general statement of their respective testimony. The Supreme Court confirmed that the petitioner need not show that the testimony of the witnesses is “critical” or “necessary” to the defense.

The Tort Talk blog post on this notable Pennsylvania Supreme Court decision can be viewed HERE.


1. Artificial Intelligence

In the year 2025, courts and litigators found a steady rise in the use of artificial intelligence (AI) in many aspects of the law. AI platforms have begun to be used to assist in the evaluation of cases and also with respect to legal research and brief writing.

Near the end of this year, the Pennsylvania Supreme Court issued its “Interim Policy On The Use Of Generative Artificial Intelligence By Judicial Officers And Court Personnel." This policy is designed to serve as an interim policy to guide judges and court personnel who desire to use artificial intelligence (AI) in their day-to-day work. This policy allows for judges and court personnel to utilize AI for summarizing documents, conducting preliminary legal research, and drafting initial versions of documents.

As noted in the August 14, 2025 Pennsylvania Law Weekly article entitled “AI and Its Proper Use in the Practice of Law” by Daniel E. Cummins and Ursinus College Computer Science major, Michael Cummins, a number of lawyers in Pennsylvania and across the country have been sanctioned for submitting fake legal citations, known as hallucinations, as a result of utilizing AI platforms for legal research and the writing of briefs and not checking the accuracy of such citations.


The “AI Hallucinations Cases Database” maintained by Damien Charlotin, an attorney in France, confirms that attorneys all over the world have been getting in trouble for filing motions and briefs with courts that contain fake, AI generated citations and information. According to that database, which can be viewed at this LINK, as of December of 2025, there were at least four (4) reported decisions handed down in Pennsylvania in which attorneys were in trouble in this regard.

It is anticipated that, in the near future, the Pennsylvania Supreme Court may also come out with rules to guide attorneys on the proper use of AI in the practice of law relative to any filings with the state courts.

In the Pennsylvania federal courts, Judge Karoline Mehalchick of the Federal Middle District Court has been leading the way by crafting a civil practice order that is issued in all of her matters that requires attorneys to identify any AI-created portions of their court filings and to certify to the court that any citations contained therein have been checked for accuracy.



New Book To Consider Purchasing To Improve Your Practice of Law



Last but not least, it is noted that, over the past year, the Pennsylvania Bar Institute (PBI) published an e-book entitled Raising the Bar: A Practical Guide to the Practice of Law written by Daniel E. Cummins. 

The book compiles articles written by the author over the past 25 years providing practice and professionalism tips for lawyers and judges.. The book is designed to provide lawyers, whether they be new or experienced, with tips and reminders on how to improve their day-to-day practice of law and efforts at a work-life balance.




Tuesday, December 16, 2025

ARTICLE: Out With the Old, In With the New: A Civil Litigation Year-End Review

The below article of mine appeared in the December 11, 2025 edition of the Pennsylvania Law Weekly and is republished here with permission.


Expert Opinion // Civil Procedure

Out With the Old, In With the New: 
A Civil Litigation Year-End Review

By

Daniel E. Cummins

December 11, 2025

Over the past year, there was a steady flow of notable decisions handed down by the various state and federal courts across the Commonwealth of Pennsylvania as another year of civil litigation jurisprudence goes down in the books. Those decisions are reviewed below.

Overall, some old rules have been ousted as no longer viable, and some new rules have been enunciated to guide civil litigation practice going forward.

Readers may secure more details on the decisions summarized below, as well as a copy of the actual court decisions referenced, by going to the Tort Talk Blog and typing the name of the plaintiff into the search box in the upper right-hand corner of the blog.

Good Cause for IME

In a decision that was handed down near the end of the previous year in the case of Verba v. Erie Insurance Exchange, 326 A.3d 973 (Pa. Super. 2024 ), the Pennsylvania Superior Court addressed the standard for determining whether good cause exists to compel the Plaintiff to cooperate with a request for a medical examination under Pa.R.C.P. 4010.

The court noted that the requirement of good cause set forth in Rule 4010 is designed to protect parties against an unwarranted invasion of their privacy and to preclude the use of such a medical examination for improper purposes. Simply put, the court in Verba held that good cause can exist in a pending litigation if there is a controversy, or a dispute between the parties, regarding the validity of the plaintiff’s injury claims.

Allegations of Recklessness

The year 2025 began as 2024 ended—with state trial court judges looking past the fact that Pennsylvania is a fact-pleading state and allowing plaintiffs to plead recklessness and punitive damages claims in complaints with reckless abandon in all personal injury matters regardless of the facts involved. This trend continued throughout this year with trial court judges relying upon the errant Pennsylvania Superior Court decision in the case of Monroe v. CB H20, 286 A.3d 785 (Pa. Super. 2022) (en banc).

While the state trial court judges from all around the commonwealth continued to routinely allow claims of recklessness in every case, at least one federal district court judge said not so fast. In McKinney v. GM, No. 1:24-CV-00140-SPB (W.D. Pa. Aug. 28, 2025), Judge Susan Paradise Baxter of the U.S. District Court for the Western District of Pennsylvania granted a partial motion to dismiss claims of punitive damages after finding that the plaintiff failed to plead sufficient facts to support a punitive damages claim.

The court noted that allegations of recklessness that could support a punitive damages claim must involve more than claims of ordinary negligence. In McKinney, the court found that the products liability complaint contained no factual allegations identifying the nature of the alleged defect, how the defendant allegedly became aware of it, or what actions the defendant failed to take in conscious disregard of that risk.

Baxter, applying Pennsylvania law, emphasized that punitive damages are to be considered an extreme remedy that are not available for conduct arising from mere inadvertence, mistake or errors in judgment. The court found that the complaint in the McKinney case failed to contain any factual allegations that even suggested that the defendant acted with an evil motive or in conscious disregard of a known risk.

Attorney Discipline

The first notable decision handed down by the Pennsylvania Supreme Court over this past year was handed down in February. In the case of Office of Disciplinary Counsel v. Anonymous Attorney, [docket no. withheld by court] (Pa. Feb. 12, 2025), the Pennsylvania Supreme Court clarified the standard of proof for a disciplinary hearing involving allegations of attorney misconduct. The court opted for a higher burden.

According to the opinion, prior to this ruling, the previously accepted standard of proof for disciplinary cases against attorneys was “a preponderance of the evidence through clear and satisfactory evidence.” In this case, the Pennsylvania Supreme Court held that the burden of proof of disciplinary cases going forward should be “clear and convincing evidence.”

In ruling in this fashion, the court noted that “attorney disciplinary proceedings are not civil disputes for money damages, and the public’s and the attorney’s interests are not clearly minimal.” The court otherwise noted that “disciplinary proceedings are not strictly civil nor criminal in nature, but rather have been styled as ‘quasi criminal.’” For these reasons, the court chose to go with a higher burden of proof.

New Jury Selection Rule Goes Into Effect

In April, the new Pa.R.C.P 220.3 went into effect on April 1 requiring trial court judges to be present in the courtroom for jury selections in civil cases unless the litigants opt out of the requirement. This rule was set to take effect on April 1, 2025, and can be found under Pa. R.C.P. 220.3.

Avenues of Recovery in Worker’s Compensation Cases Expanded

In May of this year, the Pennsylvania Supreme Court overturned decades of precedent with its decision in the case of Steets v. Celebration Fireworks, (Workers' Compensation Appeals Board), 335 A.3d 1076 (Pa. May 30, 2025), in order to allow a new line of worker’s compensation claims to go forward.

In this decision, the Supreme Court created new law and cleared the way for the estates of those individuals who died as a result of work-related injuries to collect benefits related to claims for disfigurement and injury. The court overturned long-standing case law regarding whether specific loss benefits are payable after an employee’s death from causes related to the work injury.

Archaic Local Rule Overruled

In another decision of note from May of this year, the Superior Court struck down a trial court’s local rule.

In the case of Scheibe v. Woodloch Resort, No. 1478 EDA 2024 (Pa. Super. May 20, 2025), the archaic local rule at issue from the Pike County Common Pleas Court required original signatures on all filings with the court, which did not allow for electronic signatures.

In Scheibe, the Pennsylvania Superior Court noted that the trial court had improperly refused to docket paperwork relative to the initial filing of the lawsuit. The prothonotary had rejected the filing because the documents contained only an electronic signature in violation of the local rules that required original signatures.

The appellate court first confirmed that there was no requirement in the Pennsylvania Rules of Civil Procedure for any filing to be hand-signed by a party or their attorney. Rather, the statewide Rules of Civil Procedure contemplated that a “signature” could include a computer-generated signature.

The Superior Court additionally held that, under the Pennsylvania Rules of Civil Procedure, documents mailed to the prothonotary’s office were deemed to be filed when received by that office as a litigant would have no control over when that office would stamp and process the filing. The Superior Court also confirmed that the Pennsylvania Rules of Civil Procedure expressly prohibited the rejection of a filing that complied with the Pennsylvania Rules of Civil Procedure where that filing did not meet the requirements of a local rule.

For all of these reasons, the Superior Court agreed that the complaint was timely filed. In the process, the appellate court struck down the archaic local rule of court.

New Cellphone Law

While texting while driving has been banned in Pennsylvania since 2012, in June of this year, a new law went into effect that banned any and all cellphone use while driving on the roads of Pennsylvania. Under certain exceptions noted in the law, a driver may use a cellphone for emergency purposes. A driver may also use a mobile device if they pull off to the side of the road and stop where a vehicle may safely remain in a stopped position.

The law, known as “Paul Miller’s Law,” went into effect on June 5, 2025, and made it illegal to use a cellphone in your hands in any way while driving. The law even prohibits these activities even when one is stopped at a red light or in a traffic jam. Under the language of the law, it appears that an overhead bluetooth system can be used to make calls as long as one uses the buttons on the steering wheel and the dash and not by way of pushing buttons on the cellphone.

For the next year through June 2026, the penalty for a violation will be a written warning. Starting June 5, 2026, the penalty will be a summary offense with a $50 fine, plus court costs and other fees. Moreover, if a driver is convicted of both vehicular homicide and driving while distracted, they may be sentenced up to an additional five years in prison.

Gist of the Action Doctrine

In July, the Pennsylvania Superior Court addressed the viability of the gist of the action doctrine. Under this doctrine, a negligence claim cannot be recast in a complaint as a breach of contract claim and vice versa.

In the case of Swatt v. Nottingham Village, 2025 Pa. Super. 138 (Pa. Super. July 2, 2025) (en banc) (Op. by Kunselman, J.), an en banc panel of the Pennsylvania Superior Court addressed the issue of whether the gist of the action doctrine should continue to be applied to contract actions as it has been for the past 26 years.

This case arose out of a nursing home malpractice claim. The plaintiff filed claims for both malpractice and breach of contract.

Despite a number of prior cases confirming that the gist of the action doctrine does apply as a defense where a breach of contract claim is added to a negligence claim, this en banc panel of the Superior Court concluded, after completing an exhaustive review of the case law allowing for alternative pleadings, that the gist of the action doctrine should no longer apply to prevent the pleading of an alternative breach of contact claim in a negligence action. Rather, the court noted that, under any set of facts, plaintiff could make claims for both negligence and breach of contact in the alternative wherever warranted.

This ruling eradicating this defense could prove important in those cases where a plaintiff’s negligence claim is potentially barred by the applicable two-year statute of limitations, but where the plaintiff attempts to keep the lawsuit alive by pleading, in the alternative, a breach of contract claim which has a four-year statute of limitations claim.

Another Archaic Local Rule Overruled

In August, the Superior Court struck down another archaic local rule in its decision in the case of Biros v. U Lock, No. 113 WDA 2024 (Pa. Super. Aug. 1, 2025).

In Biros, the Superior Court vacated a trial court order out of the Westmoreland County Common Pleas Court of in which the trial court had denied, with prejudice, an appellant’s motion to file her Pa. R.A.P. 1925(b) concise statement of errors complained of on appeal, nunc pro tunc.

The Superior Court noted that, Pa. R.C.P. 205.4(e)(2) bars any refusal by a trial court of an otherwise compliant pleading for filing based upon a requirement of a local rule pertaining to the electronic filing of legal papers. The appellate court found that Westmoreland County’s archaic requirement that notices of appeal could only be filed in person or by mail was such a local rule. Accordingly, the appellate court ruled that the appellant’s initial filing was properly and timely filed and was sufficient to initiate the appeal.

Doctrine of Forum Non Conveniens Clarified

In September of this year, the Pennsylvania Supreme Court provided clarity on the test to be applied in reviewing a petition to transfer venue under the doctrine of forum non conveniens in the case of Tranter v. Z & D Tour, No. 32 EAP 2024 (Pa. Sept. 25, 2025) (Op. by Wecht, J.).

This matter arose out of a multi-vehicle collision that occurred in Westmoreland County, Pennsylvania involving a passenger bus and commercial vehicles. The crash resulted in five deaths and numerous injuries. The plaintiffs who resided in various locations across the country and abroad, filed personal injury lawsuits in the Philadelphia County Court of Common Pleas against several corporate defendants, all of which conducted business nationwide. The defendants sought to transfer the cases to Westmoreland County under the doctrine of forum non conveniens.

The Supreme Court held that the Superior Court’s imposition of a “key witness” requirement in the analysis was inconsistent with Pennsylvania precedent on the issue of the type of evidence required to secure a transfer of a matter under the doctrine of forum non conveniens.

The Supreme Court otherwise clarified that a party seeking a transfer of a matter under the doctrine of forum non conveniens must identify the burdened witnesses and provide a general statement of their respective testimony. The Supreme Court confirmed that the petitioner need not show that the testimony of the witnesses is “critical” or “necessary” to the defense. As such, the Supreme Court upheld the trial court’s decision to transfer the cases out of Philadelphia County and to Westmoreland County as a proper exercise of the trial court’s discretion.

Arbitration Clauses and Children

On the same day in September that it issued its decision in the Tranter case, the Pennsylvania Supreme Court held that a parent who signs an arbitration agreement cannot bind a nonsigning spouse or a minor child to the terms of that agreement.

The case of Shultz v. Skyzone, No. 25 EAP 2023 (Pa. Sept. 25, 2025) (Op. by Donohue, J.), involved the claims brought on behalf of several minors who were injured at trampoline parks operated by Skyzone in Philadelphia. In each instance, only one parent had signed a “participation agreement, release, and assumption of the risk” on behalf of their child. That agreement contained an arbitration provision waiving the right to sue in court.

After the lawsuits for personal injuries were filed, the defendant filed petitions to compel arbitration, relying upon the signed agreements. The issue was litigated all the way up to the Pennsylvania Supreme Court.

The Supreme Court held that parents lacked the authority to bind a minor to an agreement to arbitrate, as this would deprive the minor of judicial protections and oversight designed to safeguard their interests. As noted above, the Pennsylvania Supreme Court also held that a parent who signs an arbitration agreement cannot bind a nonsigning parent, or minor child, to its terms.

The Pennsylvania Supreme Court handed down the same decision on the same date in the consolidated case of Santiago v. Philly Trampoline Park, No. 24 EAP 2023 (Pa. Sept. 25, 2025) (Op. by Donohue, J.).

Statutory Employer Doctrine Upheld

In October, in the case of Yoder v. McCarty Construction, 43 MAP (Pa. Oct. 23, 2025), the Pennsylvania Supreme Court reaffirmed the validity of the statutory employer doctrine under the Worker’s Compensation Act and rejected arguments from the plaintiff seeking to abolish this doctrine.

According to the opinion, the plaintiff suffered a workplace injury. The plaintiff was an employee of a subcontractor. The general contractor asserted the defense of statutory employer immunity in the personal injury action arising out of the accident.

The Supreme Court began its decision by reaffirming the law behind the statutory employer doctrine that has been in effect in Pennsylvania since 1930 as enunciated in the case of McDonald v. Levinson Steel, 153 A. 424, 426 (Pa. 1930).

That long-standing law provides that, under Section 203 of the Workers’ Compensation Act (Act), 77 P.S. Section 462, a general contractor that hires a subcontractor to perform work on a jobsite is deemed to be an “employer” of employees of the subcontractor in certain circumstances. In those instances where the subcontractor does not make payment, the general contractor will be considered liable for the worker’s compensation payments. In exchange for this imposition of secondary liability on the general contractor, the act’s statutory employer provision in Section 203 of the act, 77 P.S. Section 52, extends to a general contractor the same tort immunity afforded to the subcontractor of the injured worker in any third-party lawsuit arising out of the same accident.

As noted, at the Supreme Court level in this Yoder case, the court rejected arguments by the plaintiff that the statutory employer doctrine should be rejected or that such immunity should be deemed to be waivable in certain circumstances.

Artificial Intelligence

In the year 2025, courts and litigators found a steady rise in the use of artificial intelligence (AI) in many aspects of the law. AI platforms have begun to be used to assist in the evaluation of cases and also with respect to legal research and brief writing.

Near the end of this year, the Pennsylvania Supreme Court issued an interim policy to guide judges and court personnel who desired to use AI in their day-to-day work.

This policy allows for judges and court personnel to utilize AI for summarizing documents, conducting preliminary legal research, and drafting initial versions of documents. These rules, which are compiled under a document entitled the “Interim Policy On The Use Of Generative Artificial Intelligence By Judicial Officers And Court Personnel" was set to go into effect on Dec. 8, 2025.

It is anticipated that, in the near future, the Pennsylvania Supreme Court may also come out with rules to guide attorneys on the proper use of AI in the practice of law relative to any filings with the courts.

In the Pennsylvania federal courts, Judge Karoline Mehalchick of the U.S. District Court for the Middle District of Pennsylvania has been leading the way by crafting a civil practice order that is issued in all of her matters that requires attorneys to identify any AI-created portions of their court filings and to certify to the court that any citations contained therein have been checked for accuracy.

As noted in the Aug. 14, 2025, the Pennsylvania Law Weekly article titled “AI and Its Proper Use in the Practice of Law,” by Daniel E. Cummins and Michael Cummins, a number of lawyers in Pennsylvania and across the country have been sanctioned for submitting fake legal citations, known as hallucinations, as a result of utilizing AI platforms for legal research and the writing of briefs and not checking the accuracy of such citations. Such issues have caused a need for the above rules as well as a rise in continuing legal education courses designed to educate attorneys to be careful in utilizing these emerging technologies.

New Book

Last but not least, it is noted that, over the past year, the Pennsylvania Bar Institute (PBI) published an e-book titled Raising the Bar: A Practical Guide to the Practice of Lawwritten by Daniel E. Cummins. The book compiles articles written by me over the past 25 years providing practice and professionalism tips for lawyers and judges, many of which articles were originally published right here in the Pennsylvania Law Weekly. The book is designed to provide lawyers, whether they be new or experienced, with tips and reminders on how to improve their day-to-day practice of law and efforts at a work-life balance.

Daniel E. Cummins is the managing partner at Cummins Law in Clarks Summit, Pennsylvania. Contact him at dancummins@cumminslaw.net.

Reprinted with permission from the December 11, 2025 edition of the "The Pennsylvania Law Weekly © 2025 ALM Global Properties, LLC. All rights reserved. Further duplication without permission is prohibited, contact 877-256-2472 or asset-and-logo-licensing@alm.com.

Monday, October 13, 2025

CLE SET FOR THIS WEDNESDAY -- PROCEED WITH CAUTION: INCORPORATING AI INTO YOUR PRACTICE

NEED CLE CREDITS?   

Please consider registering for the below ZOOM CLE set for this Wednesday, October 15, 2025 at noon being presented by myself and my son, Michael.  

Michael, who has been described by a professor of his as a "generational talent" in the field of AI, is a Computer Science and Philosophy major who is focusing on AI studies at Ursinus College in Collegeville, PA just outside of Philadelphia.  Back in high school, he was also his class's Salutatorian, and a two-time State Champion in high school mock trial with the Abington Heights High School Mock Trial Team.

During this ZOOM CLE seminar, at which you can sit back and you enjoy your lunch at your desk or in the comfort of your home, Michael and I will review the increasing use of AI in the practice of law and will offer advice on pitfalls to avoid.

This CLE will contribute towards your meeting the ethical requirement under RPC 1.1 to keep up with the technological changes in society that can impact your ability to represent your individual clients.

The ZOOM CLE is free for members of the Wilkes-Barre Law and Library Association.  Non-members may also register to attend for a small fee.

Details on how to register for THIS WEDNESDAY'S October 15th CLE are set out below.

THANK YOU for considering!! 



Monday, September 15, 2025

PA Supreme Court Issues Interim Policy On Use of Generative Artificial Intelligence By Judicial Officers And Court Personnel (Effective Dec. 8, 2025)


Here is a LINK to the interim policy that the Pennsylvania Supreme Court has issued for judges and court personnel who want to use AI.

The policy allows for judges and court personnel to utilize AI for summarizing documents, conducting preliminary legal research, and drafting initial versions of documents.

These rules which are identified as the “Interim Policy On The Use Of Generative Artificial Intelligence By Judicial Officers And Court Personnel" goes into effect on December 8, 2025.

It is anticipated that, in the near future, the Pennsylvania Supreme Court may also come out with rules to guide attorneys on the proper use of AI in the practice of law relative to any filings with the courts.

Source: Article – “Pa. High Court Allow Judges, Personnel To Use AI For Document Summary, Preliminary Legal Research” By Max Mitchell of the Legal Intelligencer (Sept. 9, 2025).

Friday, August 29, 2025

Attorney Faulted For Submitting Brief with AI Hallucinations


Examples of attorneys getting trouble for utilizing AI tools for legal research and then not checking the accuracy of the information gathered has occurred in Pennsylvania.  Inaccurate information secured from AI sources are known as hallucinations.

In the Pennsylvania federal court case of Jakes v. Youngblood, No. 2:24-cv-1608 (W.D. Pa. June 26, 2025 Stickman, J.), the court faulted an attorney for submitting briefs with wholly fabricated quotations from case law, including fabricated quotations from this court’s own prior Opinion. 

The court faulted that attorney for not only failing to offer any explanation for the deficiencies and fabrications in his own brief, but for also attacking the content of the opposing party’s brief, which the court noted did not contain any fabricated quotations or misrepresented case law. 

The court also noted that, “[e]ven more outrageously,” a review of the AI-happy attorney’s reply brief demonstrated that that brief also contained fabricated quotes and misrepresented case law.

The court noted that it found it to be “very troubling” that, when accused of serious ethical violations, the attorney at fault “chose to double down” and not admit to wrongdoing. 

In the end, the court noted that it viewed the attorney’s “conduct as a clear ethical violation of the highest order.” 

In its Opinion, the court noted that the attorney at fault had filed a Withdrawal of Appearance in response to the issues presented.

This Pennsylvania federal court cited to Federal Rule of Civil Procedure 11 as confirming that attorneys have legal and ethical duties owed to the court in terms of filings presented to the Court. The court also cited to Pennsylvania Rule of Professional Conduct 3.3 regarding candor toward a tribunal.

In its Opinion, the court presumed that the at fault attorney’s briefs were constructed by generative artificial intelligence utilized by the attorney, rather than an effort by the attorney to personally construct false and misleading information. Regardless, the court noted that the attorney still had an ethical obligation under Rule 11 and the state’s professional canons to review every document submitted to the court under their name and signature in order to ensure the accuracy of the document.

The court also noted that, an attorney who signs and files a brief authored by a non-lawyer, such as a paralegal or an intern or a clerk, is personally responsible for all that the filing contains. The court noted that the same rule applies to the use of artificial intelligence.

In the end, the Jakes court dismissed the filings presented by the at fault attorney and ordered that attorney to show cause as to why his filings should not be viewed as having violated Rule 11 and Pa. RPC 3.3.


Anyone wishing to review a copy of this decision may click this LINK

Source of image:  Photo by Igor Omilaev on www.unsplash.com.

Another Pennsylvania Attorney Sanctioned by Court for Submitting Inaccurate Citations Apparently Secured From AI Resarch


In another Pennsylvania case involving an attorney utilizing AI hallucinations in a court filing, the court issued sanctions.

In Bevins v. Colgate-Palmolive Co., No. 25-576 (E.D. Pa. April 10, 2025 Baylson, J.), the attorney provided the court with case citations in court filings that were inaccurate and did not lead the reader to any identifiable court Opinion. The court noted that, based upon its search, it could not locate a case relative to the two citations at issue and/or could not detect a possible typographical error relative to the citation provided.

When the court ordered the attorney to provide an explanation, the attorney asserted that the inclusion of the incorrect citations was unintended given that he planned to replace the wrong cite with a proper one but failed to do so in his final draft. The court noted its concern as to why the attorney was silent as to his act of providing the court with case citations to decisions that did not exist and, as such, the court noted that it was “unconvinced by counsel’s explanations.”

The court referred to Rule 11 and sanctioned the attorney. The court also referred the matter to the State Bar.

Moreover, the court struck the attorney’s appearance in the case.  The attorney was ordered to advise the client of the sanctions and the fact that, should the Plaintiff chose to refile her case, she must find new counsel.


Anyone wishing to review the court's decision in Bevins may click this LINK.  The Court's companion Order can be viewed HERE.

Third Circuit Addresses AI Hallucinations in Court Filing


In the case of McCarthy v. U.S. DEA, No. 24-2704 (3d Cir. July 21, 2025) (Op. by Chung, J.) (not precedential), the Third Circuit Court of Appeals, in a case involving issues arising from the Drug Enforcement Administration revoking a Certificate of Registration to the Plaintiff who was a P.A. the court chastised the Plaintiff’s attorney for relying upon “summaries” of eight (8) previous DEA adjudications that the attorney secured through research on an artificial intelligence tool. 

The court confirmed that the Plaintiff’s counsel acknowledged that seven (7) of the summaries were inaccurate and the eighth did not exist. The attorney further acknowledged to the court that he “never took care to confirm the accuracy of the summaries or even that the decisions existed.”

The court confirmed that it would not consider this faulty portion of the Plaintiff’s attorney’s Brief.

In this decision, the court also noted that it was separately ordering Plaintiff’s counsel to show cause why he should not be sanctioned for his conduct “particularly for his lack of candor to the court.” See Op. at 7 n. 5.

Anyone wishing to review a copy of this decision may click this LINK.

Thursday, August 21, 2025

Article: AI and Its Proper Use in the Practice of Law

The below article written by both myself and my son, Michael, entitled "AI and Its Proper Use in the Practice of Law" appeared in the August 14, 2025 edition of the Pennsylvania Law Weekly and is republished here with permission.   Michael is a computer science and philosophy major at Ursinus College with a focus on AI research.














Expert Opinion  Artificial Intelligence


AI and Its Proper Use in the Practice of Law


August 14, 2025, Pennsylvania Law Weekly

By

Daniel E. Cummins

and

Michael Cummins


While many articles on AI and the law have shouted “AI is coming! AI is coming!” like Paul Revere galloping through the night, very few of those articles actually provide advice on how to incorporate AI into your law practice.

With this article by a practicing attorney and a budding computer scientist, information is provided not only on the basic terms of art relative to AI and its uses, but advice is also provided on the nuts and bolts of how to begin to properly utilize AI as part of your practice.

Duty to be Competent With Technology

Under Pennsylvania Rule of Professional Conduct 1.1, lawyers are required to continue to work to maintain and improve their competency in the practice of law. Rule 1.1 states, in part, that the provision of competent legal representation to a client “requires the legal knowledge, skill, thoroughness, and preparation reasonably necessary for the representation.”

This rule has been construed to require attorneys to remain competent with advancements in technology that can improve one’s ability to represent clients. As such, it is not only good for one’s practice to begin the process of becoming proficient in the use of AI in your practice, some may argue that it is required under the rules of ethics.

Common AI Terms to Know

Here are some common terms related to AI that attorneys should know and understand:

Algorithm—A process or set of instructions written by a computer programmer to be followed by a computer.

Artificial intelligence—The development of a series of algorithms that instruct computers to complete tasks which typically require human intelligence, reasoning, and understanding, including visual and audio perception, speech recognition, decision making, etc.

Machine learning/deep learning—Machine learning is a branch of AI which focuses on enabling computers to learn from data and improve their performance without explicit, ongoing programming. Deep learning is a form of machine learning where the computer utilizes multiple layers of processing in order to extract even more information from data.

Large language model (LLM)—A type of AI which utilizes deep learning to process and can generate human language by recognizing patterns and associations. Such AI models are described as "large" due to the massive data sets containing billions of words and parameters. ChatGPT and Gemini are examples of Large Language Models

ChatGPT—An AI tool developed by OpenAI to engage in written conversations with humans to answer questions, complete tasks or follow prompts. You can try it for free at www.chat.com.

Gemini—An AI tool developed by Google very similar to ChatGPT that can generate responses to queries by pulling information from the internet and presenting it in a conversational manner to the reader.

Hallucinations—Hallucinations occur when an AI model produces a response that is factually incorrect and/or nonsensical, but is supported by the existing data that the AI was trained on. This can occur due to datasets that are poorly gathered and maintained or incomplete. Examples of hallucinations would be ChatGPT providing case citations that are inaccurate or even totally fabricated.

AI Is Just Guessing

While it is a common misperception to say that ChatGPT "knew" the answer or that Google AI Overview "understood" what you were searching for, that is actually far from the truth.

Artificial intelligence is essentially a prediction algorithm using an unimaginable number of parameters and associations to give the appearance of knowledge; in other words, AI platforms such as ChatGPT or Google’s Gemini give you their best guess at what you would want to hear based on your prompt and the data it was trained on.

On many occasions, an AI platform may produce a result that is factually correct since it has been trained only on the adequate data for a specific need. However, if it is asked a question or prompted on something that it has not been trained on, there is a good chance it may hallucinate and give a false response. Since AI is predictive in nature, it will only ever give you its "best" response possible within the limitations of the tool. Of course, AI can never give a "truthful" response because truth is foreign to predictive AI.

A good analogy is to think of AI as a contestant on Final Jeopardy. The contestant (AI) is given a query or a prompt. The contestant (AI) then searches through the recesses of his or her mind and knowledge (the data it was trained on) in the hopes of coming up with the correct response. The contestant (AI) provides the response, not knowing if it is a correct response. The only difference between the contestant and AI is that the contestant may give up and admit they do not know the answer; AI will always generate its "best guess" even if it has been trained on none of the relevant information.

Nuts and Bolts of How to Use AI

For instructions on how to try out AI, we will use the most popular AI tool at the moment, ChatGPT.

ChatGPT is free to try out. There are more detailed uses of ChatGPT that you could pay to utilize but, at least for now, anyone can use the basic form of ChatGPT for free.

You can find ChatGPT at www.chat.com. When you go to the site, a box may pop up asking you to log in or sign up, but that is not necessary. You can click “Stay logged out” instead.

You can utilize ChatGPT to conduct a search like you would on Google, but be sure to verify and triple check the responses. You can also give ChatGPT an “assignment” such as following examples:

Research the current status of the law on Limited Tort in Pennsylvania and include case citations;

Draft a Brief outlining the Hills and Ridges Doctrine in Pennsylvania and include case Citations

Draft Interrogatories applicable to a fire loss subrogation case

Provide deposition questions applicable to a dog bite case

ChatGPT will search within its pretrained database for information and will respond with detailed information in response to the queries.

It is crucial to keep in mind that the most important practice to follow when using AI is to verify everything it generates. Whether you are asking it to give you a starting point for research, assist with discovery efforts, or draft documents, you should double check every aspect of its output for hallucinations, that is, for inaccurate, inapplicable or even false information.

How you prompt AI, or submit your queries, is also very important as it can assist in generating more accurate and beneficial responses. When writing prompts, giving the AI context as to your goals and relevant background information is very important. Clarity is also important, and, therefore, breaking down a singular prompt into multiple parts with clear instructions can also yield better results.

Ultimately, AI should be used as more of a tool to assist in menial tasks, rather than a one-stop-shop to replace human ingenuity. To paraphrase what one judge wrote in an Opinion involving an AI issue, the use of artificial intelligence also requires the use of human intelligence.

As noted in greater detail below, the reliance upon artificial intelligence to complete legal research without also verifying the veracity of the citations through other trusted resources is not only dumb, but can also land you in hot water.

Hallucinations All Around the World

Attorneys and judges from all around the world have begun to utilize AI to assist with their legal research and brief writing. As such, a few of those attorneys and judges have been getting in trouble for failing to check the validity and accuracy of the legal citations secured through the use of AI platforms prior to filing documents of record.

An attorney/computer data scientist located in Paris, France by the name of Damien Charlotin has created a worldwide scorecard of sorts documenting cases from around the world where attorneys have been sanctioned for filing briefs and other documents with a court that contain AI hallucinations, or case citations that are improper, invalid, or just fabricated.

As noted on the compilation created by Charlotin, not only lawyers, but judges have also been tripped up by the use of AI. In Georgia, it took an appeals court to reveal that, not only did an attorney in the lower court, but also the lower court itself, had relied upon and cited to bogus case citations secured via AI research. In that case of Shahid v. Esaam, 2025 Ga. App. LEXIS 299, at *3 (Ga. Ct. App. June 30, 2025), the Georgia court of appeals struck the lower court order, remanded the case and sanctioned the attorney involved.

More recently, a New Jersey district court judge withdrew his decision in the biopharma securities case of In Re CorMedix Securities Litigation, 2:21-CV-14020 (D. N.J. July 22, 2025 Neals, J.), after the lawyers involved in the case complained that his opinion contained numerous errors, including made up quotes, misstated case outcomes and incorrect case citations, all presumably secured from research on an AI platform. The court withdrew its published decision and noted that another opinion and order would be issued.

With regards to attorneys running afoul from the use of AI research in their filings, according to the above scorecard, as of July 25, 2025, there were at least 230 cases from around the world where a court had determined that a filing contained AI produced hallucinated content, typically fake citations. Of the 230 instances from around the world, 130 of those cases were found in the United States. Of those numerous cases found in the United States, at least four cases arose in the Commonwealth of Pennsylvania.

Attorneys From Pennsylvania Who Hallucinated

As noted, the filing of court documents containing hallucinations in the form of faulty or fake legal citations has led to sanctions in at least four Pennsylvania cases. The Pennsylvania federal courts who have addressed these issues have found that the submission of court filings with faulty citations amounts to violations of Fed.R.C.P. 11 (by signing a filing, an attorney certifies the accuracy of the legal arguments contained therein), and violations of the Rules of Professional Conduct 1.1 (Competency) and 3.3 (Candor Towards a Tribunal).

In the nonprecedential decision by the U.S. Court of Appeals for the Third Circuit in the case of McCarthy v. U.S. DEA, No. 24-2704 (3d Cir. July 21, 2025 Chung, J.)(Not Precedential), the court addressed the DEA’s revocation of a physician’s assistant’s certificate of registration. The petitioner’s attorney was caught having submitted a filing that relied, in part, on “summaries” of eight previous DEA adjudications in support of arguments on behalf of the petitioner.

After it was determined that seven of the summaries were inaccurate and that the eighth decision did not even exist, the petitioner’s attorney acknowledged the same and admitted that the summaries had been secured through research on an AI tool. The court confirmed in its decision that the petitioner’s attorney confirmed that “he never took care to confirm the accuracy of the summaries or even that the decisions existed.” See McCarthy at p. 7. The court ruled that it would not consider the portion of the brief that contained the hallucinated information and issued a separate Order requiring the at fault attorney “to show cause why he should not be sanctioned for his conduct, particularly for his lack of candor to the court.”

In the separate case of Bunce v. Visual Technology Innovations, No. 2:23-CV-01740 (E.D. Pa. 2025 Kai, J.), a defense attorney admittedly utilized ChatGPT to draft his filings at issue relative to a discovery issue. The filings submitted by the defense counsel contained fake citations that could not be located on trusted resources.

The court in Bunce found violations of Fed.R.C.P. 11 and sanctioned counsel. While the court emphasized that nothing in Rule 11 prohibits use of AI in the practice of law, Rule 11 makes clear that an attorney who signs a filing is responsible for verifying the accuracy of the legal and factual claims contained within the filing.

In the case of Jakes v. Youngblood, No. 2:24-cv-1608 (W.D. Pa. June 26, 2025 Stickman, J.), the court faulted an attorney for submitting briefs with wholly fabricated quotations from case law, including fabricated quotations from this court’s own prior opinion. The court also noted that, “even more outrageously,” a review of the attorney’s reply brief filed in the same case revealed that that brief also contained fabricated quotes and misrepresented case law.

The court noted that it found it to be “very troubling” that, when accused of serious ethical violations, the attorney at fault “chose to double down.” In the end, the court noted that it viewed the attorney’s “conduct as a clear ethical violation of the highest order.” In its opinion, the court noted that the attorney at fault had filed a withdrawal of appearance.

This Pennsylvania federal court cited Federal Rule of Civil Procedure 11 and Pennsylvania Rule of Professional Conduct 3.3 (Candor Toward Tribunal) as confirming that attorneys have legal and ethical duties owed to the court. The court noted that, an attorney who signs and files a brief authored by a nonlawyer, such as a paralegal or an intern or a clerk, is personally responsible for all that the filing contains. In the end, the Jakes court dismissed the filings presented by the at fault attorney and ordered that attorney to show cause as to why his filings should not be viewed as having violated Rule 11 and Pa. R.P.C. 3.3.

In another Pennsylvania case involving an attorney utilizing AI hallucinations in a court filing, the court issued sanctions. In Bevins v. Colgate-Palmolive, No. 25-576 (E.D. Pa. April 10, 2025 Baylson, J.), the attorney in trouble had provided the court with case citations that were inaccurate and did not lead to any identifiable court opinions. The court noted that, based upon its research, it could not locate a case relative to the two (2) citations at issue and could not detect a possible typographical error in the citations provided.

When the court ordered the attorney to provide an explanation, the attorney asserted that the inclusion of the incorrect citations was unintended given that he planned to replace the wrong citation with a proper one but failed to do so in his final draft. The court noted its concern as to why the attorney was silent as to his act of providing the court with case citations to decisions that did not even exist and, as such, the court noted that it was “unconvinced by counsel’s explanations.”

This court also referred to Rule 11 and sanctioned the attorney. The court additionally referred the matter to the state bar, struck the attorney’s appearance in the case, thereby actually removing the attorney from the case. The court further ordered the attorney to advise the client of the sanctions and the fact that, should the Plaintiff choose to refile her case, she must find new counsel.

The above court decisions confirm that the use of unverified AI legal research in court filings could lead to serious sanctions if hallucinated citations or quotes or summaries are utilized. As one court noted, confirming the validity of one’s legal research and case citations is one of the most basic requirements that has always been present in the practice of law. The decisions on this issue confirm that the courts will rightfully take a hard stance against attorneys who submit hallucinated content to the court. Such a hard stance is required to protect the integrity of the record and the court system as a whole.

Anticipated Rules of Court on the Use of AI

With the rise of the use of AI in the practice of law, the federal and state courts have begun to take steps to promulgate rules and parameters to monitor the same.

In innovative fashion, U.S. District Court Judge Karoline Mehalchick of the Middle District of Pennsylvania crafted a civil practice order on the use of generative artificial intelligence, which appears to be the first of its kind at least in Pennsylvania.

Under that order, issued in all of Mehalchick’s civil cases, attorneys who utilize AI in the drafting of any of their court filings are required to file a certification with the court that identifies what AI platform was utilized, delineates what portion of the filing contains AI generated content, and certifies to the court that the filing attorney checked the accuracy of the AI generated content, including all references to case citations and legal authority.

In her order, Mehalchick also directs that the parties review the joint formal opinion of the Pennsylvania Bar Association and the Philadelphia Bar Association on the “Ethical Issues Regarding the Use of Artificial Intelligence.”

On the state court level, the Pennsylvania Supreme Court created the advisory committee on artificial intelligence in the Pennsylvania courts in order to monitor the use of AI in the court system. One possible recommendation that may come out of the advisory committee might be for the promulgation of a statewide rule of civil procedure on the use of AI in the practice of law, particularly with regards to court filings.

As the future continues to arrive, it is anticipated that the attorneys and judges in Pennsylvania will continue to adapt and the practice of law, hopefully, will improve as a whole.

Daniel E. Cummins is the managing attorney at Cummins Law where he focuses his practice on motor vehicle and trucking liability cases, products liability matters, and premises liability cases. He also serves as a mediator for the Federal Middle District Court and for Cummins Mediation. He is additionally the sole creator and writer of the Tort Talk Blog at www.TortTalkcom. Michael Cummins, Daniel's son, is a computer science and philosophy major at Ursinus College with a focus on researching artificial intelligence.

Reprinted with permission from the July 24, 2025 edition of the "The Pennsylvania Law Weekly © 2025 ALM Global Properties, LLC. All rights reserved. Further duplication without permission is prohibited, contact 877-256-2472 or asset-and-logo-licensing@alm.com.